Our services

In so doing, we conduct the controls required under the German Capital Investment Code/AIFMD for all types of AIFs that involve safekeeping, portfolio management, control, and settlement. As a central administrator in Luxembourg, we deliver the full range of statutory accounting services for the administration of alternative investment strategies, particularly in the asset classes of private equity & venture capital, real estate, infrastructure & renewable energies, and other tangible assets.

Our clients’ success is our success.

LUDGER WIBBEKE, HEAD OF REAL ASSETS

Depository Germany and Luxembourg

For real assets, we offer institutional clients a broad, diversified range of services as depository for alternative investment funds (AIF) – for both German and Luxembourg fund structures. Through our extensive experience as a custodian bank and depository, we have successively developed and expanded our services for real assets over many years. Our depository services team now benefits from the skills of more than 25 highly qualified employees.

Tailored support for your AIFs

Our expertise enables us to deliver the highest level of professional, tailored support for your AIFs. In so doing, we conduct the controls required under the Capital Investment Code/AIFMD for all types of AIFs that involve safekeeping, portfolio management, control, and settlement.

  • Verification of title to the individual assets of the AIF
  • Portfolio management of assets that cannot be kept in custody, such as real estate, private equity, other tangible assets, and open-end and closed-end AIFs
  • Monitoring of, and compliance with, the statutory and contractual terms and conditions of investment applicable to each AIF
  • Conducting general reviews of the legality of all transactions performed by, or on behalf of, the AIF, for example, relating to transactions such as acquisition and disposal, financing and encumbrances
  • Cash flow monitoring
  • Monitoring of fund certificate trading including production and monitoring of individual unit values
  • Monitoring of the contractually stipulated appropriation of earnings

  • Focus on investor protection: We offer high-grade, specialized, professional depository services with a thorough understanding of regulatory law (publications, comments, speaking engagements, etc.).
  • High level of expertise: Our client support team includes a highly experienced team of attorneys who can take definitive and independent decisions. Their services include contracting, onboarding, and individual transactions for the assets in the fund. This high level of expertise also extends to our back office units.
  • Extensive range of asset classes on offer in more than 50 jurisdictions: The spectrum includes real estate, private equity, renewable energies, aircraft/aviation, infrastructure and loans (debt funds), as well as safekeeping and control.
  • Maximum degree of client focus: We maintain close cooperation between the capital investment companies and us as depository. For example, for migrations/onboardings, Hauck & Aufhäuser always appoints the key responsible project manager in order to minimize the change effort for the capital investment companies. The same individuals also support capital investment companies outside normal hours of business.
  • Market presence in real assets trading: We regularly hold so-called user group meetings for all real asset clients. These meetings provide an opportunity to share expertise and serve as an internal market place for, and with, our clients.
  • Wide network: Our extensive experience in fund trading has enabled us to establish a broad network of partners in a range of areas – this includes asset managers, master/service capital investment companies, fund administrators, accountants, attorneys, auditors, and assessors.

We offer you

  • a highly qualified team
  • a pronounced service orientation
  • an unique network of partners in the fund business

Central Administration Services in Luxembourg

As a Professional of the Financial Sector (PFS) in Luxembourg, we offer all statutory and accounting services for the administration of alternative investment strategies – in particular in the asset classes of private equity & venture capital, real estate, infrastructure & renewable energies, and other tangible assets.

  • Design services: production of all offering documents, establishment of (fund) companies, and coordination of the issuing process
  • Central administration: accounting and administration of investment products and associated investment companies in compliance with corporate law
  • Registrar: submission of the list of names, and performance of all relevant audit obligations, particularly with regard to anti-money laundering and client identification requirements, implementation of statutory reporting requirements (CRS, FATCA)

We offer you

  • an independent service company with an excellent reputation on the market (Hauck & Aufhäuser Alternative Investment Services S.A.)
  • all services delivered from one source
  • a team of German-language specialists with a high degree of integrity and seniority
  • a booking platform provided by a prestigious software provider focused on alternative investments
  • Tailored reporting options for initiators and investors (including capital account management)
  • a high degree of individuality and expertise

The Key Information Documents for Luxembourg alternative investment funds listed here, which need to be provided since 01 January 2018 in accordance with the Regulation (EU) No. 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs) to all investors (in the EU/EEA) which do not qualify as “Professional Client” in accordance with Annex II of the Directive of the European Parliament and of the Council of 15 may 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU can be opened and saved via the link below the named companies on this website.

AREAM Sustainable Infrastructure S.C.A., SICAV-FIS - Renewable Energy II
ISIN: LU1752473279
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AREAM Sustainable Infrastructure S.C.A., SICAV-FIS - Renewable Energy III
ISIN: LU1752473519
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btov Industrial Technologies SCS, SICAR
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CORESTATE Capital Investment Solutions – High Street Program - Class A LP Interests
ISIN: LU 1901728219
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CORESTATE Capital Investment Solutions – High Street Program - Class B LP Interests
ISIN: LU 1901728482
Download

EB Sustainable Funds Luxembourg S.A., SICAV-SIF - EB-SME Finance Fund Emerging Markets – Aktienklasse USD
ISIN: LU1820983614
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EB Sustainable Funds Luxembourg S.A., SICAV-SIF - EB-SME Finance Fund Emerging Markets – Aktienklasse EURO
ISIN: LU1820982483
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MK Venture Best Selection S.C.A., SICAV-FIS
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Redalpine Capital S.C.S., SICAR – Redalpine Capital IV – share class A
ISIN: LU1867694223
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Redalpine Capital S.C.S., SICAR – Redalpine Capital IV – share class B
ISIN: LU1867694496
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Sustainable Funds (SCA) SICAV SIF – SUSI Energy Storage Fund – A1
ISIN: LU1492430035
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Sustainable Funds (SCA) SICAV SIF – SUSI Energy Storage Fund – B1
ISIN: LU1492430209
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Sustainable Funds (SCA) SICAV SIF – SUSI Energy Storage Fund – C1
ISIN: LU1492430464
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Sustainable Funds (SCA) SICAV SIF – SUSI Energy Storage Fund – D1
ISIN: LU1492430977
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TVM Healthcare III SCSp, SICAV-RAIF
Minimum Subscription: US$ 5,000,000
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Skill, experience, quality – this is the key to our clients’ success.

Mario Warny, Member of the Management Board of Hauck & Aufhäuser Alternative Investment Services S.A.

Contact

Ludger Wibbeke
Head of Real Assets
+49 (0)69 2161-1625
ludger.wibbeke@hauck-aufhaeuser.com
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Mario Warny
Chairman Hauck & Aufhäuser Alternative Investment Services S.A.
+352 451314 450
mario.warny@hauck-aufhaeuser.com
LinkedIn
Marc Kriegsmann
Subsidiary Manager Luxembourg
+352 45 13 14 440
marc.kriegsmann@hauck-aufhaeuser.com
LinkedIn
Dr. Philipp Wösthoff
Head of Real Assets Germany
+49 (0)69 2161-1624
philipp.woesthoff@hauck-aufhaeuser.com
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