Our services cover the entire process, from delivering sound advice, structuring and design services for your product idea, to guidance during the approval and issuing process. We then support you throughout the subsequent investment phase.
Portal of Hauck & Aufhäuser Fund Services S.A. and Hauck & Aufhäuser Fund Platforms S.A.:
Our services are mandate-focused, not process-oriented.
Anja Schlick, head of financial assets germany
Hauck & Aufhäuser delivers depository services for special investment funds in Germany and Luxembourg. We are the correspondent of choice for initiators and capital investment companies. We currently manage mutual and special investment funds (UCITS and AIFs).
Hauck & Aufhäuser draws on experience spanning more than 25 years in the design and administration of classical mutual funds. We deliver a comprehensive service from one source, ranging from tailored advice and design for your product idea, through to support and guidance during the market launch of your product, and on to full day-to-day administration of the fund structure.
We enable you to take full advantage of the opportunities afforded by the UCITS directives and the Luxembourg Special Investment Fund Act. We implement these legal frameworks for investment products as early and as efficiently as possible at the financial center of Luxembourg to provide both product initiators and investors with up-to-date financial products.
We are your correspondent of choice for any questions you may have during the design and structuring phases. We enhance our expertise through acknowledged in-house and external specialists and draw on reputable cooperation partners with expertise in tax matters.
We deliver comprehensive advice on the preparation of all legal documents. Our highly experienced employees provide you with tailored and skilled guidance during the regulatory approval process.
We deliver a range of services that allow you to select the right modules for your needs, enabling you to create completely exclusive, tailor-made solutions. From design to administration of your fund products and alternative investments – we cover the full spectrum of services.
We advise you on all fund-related investment matters. In addition, we deliver a modern ordering system that enables you to effortlessly manage your securities transactions online.
We coordinate the issuing and repurchase of shares on your behalf, produce reports on fund certificate trading for you and, through our cooperation partners, provide you with access to fund platforms and direct banking services.
We calculate and assess the key risk ratios and also prepare risk reports to enable you to properly control fund risks.
Our tried-and-tested system delivers reliable calculations of net asset values. We supplement this service with high-quality, transparent reporting. Our comprehensive service is enhanced by our web-based, personalized performance reporting system, which enables professional presentation of your fund to investors.
We have regulatory approval to operate as an AIFM (Alternative Investment Fund Manager) for all asset classes, and are permitted to conduct risk and portfolio management services for alternative investment funds. We are also able to deliver AIFMD-compliant reporting.
Reliability and extensive experience guarantee mutual success.
Stefan Schneider, Head of Financial Assets Luxembourg
For over 40 years, Hauck & Aufhäuser has helped independent asset managers realize their investment ideas and successfully implement tailored investment strategies in the market.
We act as an independent service provider for the issuing, administration, and safekeeping of each special investment fund. We also provide professional sales and marketing support.
In order to help you optimize your distribution network and improve brand awareness of your products, our cooperation includes various event/communication formats such as round tables, network events, cooperation events, or marketing workshops.
Our sales support includes services directly related to the safekeeping of investment fund certificates. The aim of this service is to maintain a consistently high level of transparency and information. Our assistance covers a range of activities, such as connecting the funds to fund platforms (platform listing), position analysis of the funds, processing portfolio fees, or monitoring fund certificates.
This service brings together all public relations activities relating to your market presence and your products. Our offering ranges from managing the content and look of your products, targeted placement in a range of media outlets, and cooperating on marketing matters with other distribution partners. It involves activities such as optimizing marketing material, producing tailored fact sheets, publishing advertisements, and providing editorial support for press releases.
From issuing to safekeeping to distribution – we offer independent asset managers a comprehensive carefree package.
Anja Schlick, Head of Financial Assets Germany